Stage 1 Client Compliance Clients required to complete the Managed SBLC Client Compliance Application which provides Full Details from the Client as well as Proof of Funds Stage 2 Audit Our Legal Department Audits the Client Compliance Application for missing information, inconsistent data, mistakes and incongruent information. Stage 3 Corrections (If Required) (If Required) The Client Compliance Application is returned to the client by our Legal Department and the client is asked to make the necessary corrections, changes or provide additional information as required. Stage 4 Re-Audit Our Legal Department Audits the Client Compliance Application for missing information, inconsistent data, mistakes and incongruent information. Once the Application Passes Audit it moves to Compliance. Stage 5 Compliance Our Compliance Team Reviews the Client Compliance Application to check the authenticity of the information provided, the good standing of the Applicant and that the fu...
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